Hot Topics and Recent Developments in Insider Trading

The Litigation Section of The Barristers Club presents

Hot Topics and Recent Developments in the World of Insider Trading

Date Thursday, December 8, 2022
MCLE Registration 11:30 a.m. - 12:00 p.m.
Virtual Program 12:00 - 1:15 p.m.
MCLE 1 Hour


Janice Reicher
Farella Braun + Martel
    Walker Newell
  Steven Buchholz
  The U.S. Securities and
  Exchange Commission
Cody Gray
Keker, Van Nest & Peters

This program will cover hot topics and recent developments in the world of insider trading. It will discuss, among other things, what insider trading investigations look like, and recent insider trading cases that raise novel and/or interesting legal issues. Discussion topics will include SEC v. Wahi, which concerns whether certain digital assets qualify as securities; SEC v. Panuwat, which addresses an attempt to trade in the securities of certain economically-linked firms to avoid insider trading laws; and SEC v. Fu, an insider trading case brought against a CEO who traded pursuant to a 10b5-1 trading plan.


  • Hot local and national cases related to insider trading;
  • What insider trading investigations look like and why some cases turn criminal
  • Enforcement trends in insider trading
  • Insider trading cases in the digital asset space
  • Insider trading cases focused on “shadow” insider trading
  • Insider trading cases related to 10b5-1 trading plans

Section Chairs

Chairs: Carole Okolowicz & Laura Riparbelli

Event Code: B221444

For a printable flyer, click here.

For related events, click here


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Program Access

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MCLE Notice

To receive MCLE credit, you must sign in during the designated MCLE registration period. This activity is approved for Minimum Continuing Legal Education credit by the State Bar of California. BASF is a certified provider: Provider #103


People with disabilities and/or special requests should contact BASF regarding reasonable accommodations.

12/8/2022 12:00 PM - 1:15 PM
Online only CA

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