Hot Topics and Recent Developments in Insider Trading

The Litigation Section of The Barristers Club presents

Hot Topics and Recent Developments in the World
of Insider Trading

 
Date Thursday, December 8, 2022
MCLE Registration 11:30 a.m. - 12:00 p.m.
Virtual Program 12:00 - 1:15 p.m.
MCLE 1 Hour

Speakers

      
Janice Reicher
Farella Braun + Martel
    Walker Newell
Robinhood
 
 
        
  Steven Buchholz
  The U.S. Securities and
  Exchange Commission
Cody Gray
Keker, Van Nest & Peters
 

This program will cover hot topics and recent developments in the world of insider trading. It will discuss, among other things, what insider trading investigations look like, and recent insider trading cases that raise novel and/or interesting legal issues. Discussion topics will include SEC v. Wahi, which concerns whether certain digital assets qualify as securities; SEC v. Panuwat, which addresses an attempt to trade in the securities of certain economically-linked firms to avoid insider trading laws; and SEC v. Fu, an insider trading case brought against a CEO who traded pursuant to a 10b5-1 trading plan.

Topics

  • Hot local and national cases related to insider trading;
  • What insider trading investigations look like and why some cases turn criminal
  • Enforcement trends in insider trading
  • Insider trading cases in the digital asset space
  • Insider trading cases focused on “shadow” insider trading
  • Insider trading cases related to 10b5-1 trading plans

Section Chairs

Chairs: Carole Okolowicz & Laura Riparbelli

Event Code: B221444

For a printable flyer, click here.

For related events, click here

Cost

FREE BASF Law Student
 $45 Section Member
 $55 BASF Member, Government, Nonprofit
 $70 Nonmember
  Join or Renew Today and Save!

 

To Register

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Program Access

A link to access the Zoom webinar will be sent in your confirmation e-mail prior to the start of the event. If you do not receive login credentials, please double check your Spam Folder. If you have any trouble, please contact cle@sfbar.org as soon as possible before the program starts so we can assist with troubleshooting. You may need to consult your local IT technician for connection issues.

Program recordings are not guaranteed, nor immediately accessible to registrants. Approved recordings of live programs are converted to On-Demand CLE Courses and available for separate purchase through a third-party library 30 business days after the live recording. Thank you for your support.

Substitution, Cancellation, and Refund Requests

For CLE events of 1.5 hours or less, Lunch & Learn programs, Happy Hours, Receptions, and Mixers, a refund is available if you submit your cancellation request at least 48 hours prior to the event. A $10 handling fee will deducted from your refund. Please complete the Event Cancellation Form.

For CLE events longer than 1.5 hours, and for special events such as conferences, symposiums, professional development training programs, a 50% refund is available if you cancel at least 10 business days prior to the event. Please complete the Event Cancellation Form.

If you are unable to attend, you may send a substitute. Please complete the Event Cancellation Form.

MCLE Notice

To receive MCLE credit, you must sign in during the designated MCLE registration period. This activity is approved for Minimum Continuing Legal Education credit by the State Bar of California. BASF is a certified provider: Provider #103

Accessibility

People with disabilities and/or special requests should contact BASF regarding reasonable accommodations.

When
12/8/2022 12:00 PM - 1:15 PM
Where
Online only CA
 

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